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Securities Laws & Capital Market


We, Dubey Law Associates LLP, being the trusted legal partner in navigating the intricate landscape of securities law and capital market regulations under the Securities and Exchange Board of India (SEBI) Act and the Companies Act 2013. Our firm is dedicated to providing comprehensive legal services tailored to meet the diverse needs of companies, investors, financial institutions, and market intermediaries operating in the Indian capital markets. With our expertise and commitment to excellence, we strive to deliver pragmatic solutions and ensure compliance with regulatory requirements for our clients. 

Our team of experienced Lawyers specializes in providing expert legal services related to securities, capital markets, and regulatory compliance. With a strong focus on investor protection, corporate governance, and market integrity, we are committed to delivering exceptional legal solutions. 

Why Choose Dubey Law Associates LLP?

  • Expertise and Experience: Our attorneys possess in-depth knowledge and extensive experience in securities law and capital market regulations under the SEBI Act and the Companies Act 2013, enabling us to provide clients with expert advice and guidance.
  • Client-Centric Approach: We prioritize our clients’ interests and objectives, offering personalized attention, responsive communication, and practical solutions to address their specific legal and regulatory challenges.
  • Strategic Advisory: We provide strategic advice and counsel to clients throughout the securities offering process, from structuring transactions and due diligence to regulatory compliance and post-offering obligations, ensuring smooth execution and successful outcomes.
  • Commitment to Compliance: We are committed to ensuring that our clients comply with applicable securities laws and regulations, maintaining the highest standards of integrity, transparency, and corporate governance in their business operations.

Our Services

We as a team of experienced and competent legal professionals provide the following services to our potential clients;

  • SEBI Regulations Compliance: Our experienced lawyers assist clients in navigating the regulatory framework established by the Securities and Exchange Board of India (SEBI), ensuring compliance with regulations governing securities offerings, disclosure requirements, insider trading, and corporate governance standards. 
  • Capital Market Transactions: We advise companies, underwriters, and investors on capital market transactions, including initial public offerings (IPOs), follow-on public offerings (FPOs), rights issues, qualified institutional placements (QIPs), and other equity and debt offerings in compliance with SEBI regulations and the Companies Act 2013. 
  • Listing and Delisting Requirements: We guide companies through the process of listing their securities on stock exchanges, complying with listing agreements, and meeting ongoing disclosure and reporting obligations. We also assist in voluntary and mandatory delisting procedures as per SEBI regulations.
  • Regulatory Filings and Disclosures: Our firm assists companies in preparing and filing various regulatory disclosures and documents with SEBI, stock exchanges, and other regulatory authorities, including prospectuses, offer documents, annual reports, and periodic disclosures.
  • Corporate Governance and Compliance: We advise boards of directors, audit committees, and management teams on corporate governance best practices, compliance requirements under SEBI regulations and the Companies Act 2013, and implementing effective internal controls and compliance programs.
  • SEBI Act and Regulations: Our practice covers a wide range of services under the Securities and Exchange Board of India (SEBI) framework: Listing and Compliance: Advising listed companies on SEBI listing requirements and continuous disclosure obligations. Insider Trading and Market Abuse: Ensuring compliance with SEBI regulations to prevent insider trading and market manipulation. Takeovers and Buybacks: Guiding clients through SEBI takeover code provisions. SEBI Investigations and Enforcement: Representing clients in SEBI inquiries and enforcement proceedings. 

  • Capital Market: We handle various aspects of capital market transactions: IPOs and FPOs: Assisting companies in initial public offerings (IPOs) and follow-on public offerings (FPOs). Rights Issues: Advising on rights offerings and shareholder participation. Qualified Institutional Placements (QIPs): Structuring QIPs in compliance with SEBI guidelines. Debt Issuances: Providing legal support for debt securities offerings.

  • Governance and Shareholder Rights : Our team focuses on corporate governance best practices: Shareholder Agreements: Drafting and negotiating agreements to protect shareholders’ rights. Proxy Advisory Services: Advising on proxy voting and corporate resolutions. Corporate Social Responsibility (CSR): Assisting companies in CSR compliance.

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